Regulators, Stock Exchanges, & Others Articles Page 1 Index: | ERM Library | ERM - Enterprise Risk Management Initiative

September 9, 2022

The SEC Climate-Related Disclosure Proposal: Why?

In March 2022, the U.S. Securities and Exchange Commission (SEC) proposed rule changes that would require public companies to provide specific climate-related financial data, including greenhouse gas emissions insights, in...

December 9, 2020

Paul Sarbanes, Co-Sponsor of the Sarbanes Oxley Act, Dies: A Look Back to a Discussion With Him

Mark Beasley, Deloitte Professor of ERM at NC State, moderated a live discussion between former Senator Paul Sarbanes and Representative Mike Oxley on July 30, 2012, which marked the 10th anniversary to...

January 1, 2016

Board Governance: Expectations and Best Practices Mismatch?

In recent years, banks and other organizations have been reevaluating how they look at risk in order to better prepare for an uncertain future. This article highlights PwC’s recently...

October 1, 2011

Audit Committees Concerns About IT Risks

KPMG’s Audit Committee Institute recently published its 2011 Public Company Audit Committee Member Survey Report. This report covers the most prevalent issues audit committees would like allocate more attention to...

August 30, 2011

Risk Oversight Improving: 2011 Proxy Disclosures

After conducting a second analysis of risk-related proxy disclosures of S&P 200 companies, Deloitte found that overall risk practices improved between 2010 and 2011. There were percentage increases in 11 out of the 12...

February 1, 2011

A Survey of Global Risk Management in a Changing Environment

After the recent global financial crisis, many economies and financial markets around the world appear to be strengthening. However, serious concerns still exist as organizations are not returning to the...

January 1, 2011

Shareholders Push Boards to Manage Social and Environmental Risks

Shareholders are increasingly focusing on how boards of directors are overseeing risks and exploring opportunities related to social responsibility and environmental issues. Investors are particularly interested in how social and...

December 1, 2010

Board Risk Oversight: Insights from Recent Proxy Disclosures

Deloitte & Touche LLP analyzed a sample of approximately 400 organizations’ proxy disclosures about the board’s role in risk oversight that were new in 2010 for public companies. Several observations were obtained...

October 1, 2010

Guidelines for Effective Risk Oversight

The International Corporate Governance Network (ICGN) recently released Guidelines, designed to assess institutional investors in their evaluation of the board of directors’ effectiveness in risk oversight in organizations across the...

September 23, 2010

Incorporating Risk Management into Corporate Governance

In response to significant changes in corporate governance due to the events in the financial markets in the first decade of the 21st century, the New York Stock Exchange (NYSE)...

April 1, 2010

A Survey of Recent Proxy Statement Disclosures

The recent additions to the list of SEC mandated disclosures require companies to provide descriptions of the board of director’s role in risk management oversight. This article has surveyed...

March 1, 2010

Managing Risks with Sustainable Practices

On March 11, 2010, the Coalition for Environmentally Responsible Economics (Ceres) issued its report The 21st Century Corporation: The Ceres Roadmap for Sustainability. Ceres hopes to target boards of directors of corporations...

February 1, 2010

Report on the Current State of Enterprise Risk Oversight: 2nd Edition

This second edition report from the ERM Initiative at NC State University and the AICPA provides insight on how boards and senior management teams are responding the challenges of risk...

November 1, 2009

Board Risk Oversight: Adapting to Regulatory Developments and Emerging Practices

The increased focus on corporate risk management practices in all U.S. listed companies has placed greater pressure on boards of directors and senior executives to evaluate their risk management...

September 24, 2009

Corporate Governance Update: Boards Play a Leading Role in Risk Management Oversight

The topic of risk management has become increasingly popular in corporate governance as a result of the financial meltdown and credit crisis. An organization’s risk culture, awareness and appetite...

July 22, 2009

S&P Issues Progress Report on ERM Integration into Credit Ratings

Standard & Poor’s recently published a report detailing the focus of their discussions with rated companies regarding ERM and insights gleaned from these discussions to date. So far, ERM discussions...

December 31, 2008

Costs Associated with Regulatory Risks

A significant portion of an organization’s enterprise risk management efforts in both time and dollars may be spent on compliance and regulatory risks. Compliance with federal regulations cost approximately $1.157...

October 1, 2008

Preparing For S&P Integration of ERM

Standard and Poor’s (S&P) is integrating an evaluation of enterprise risk management (ERM) into corporate credit ratings beginning in 2009. S&P has considered ERM when rating financial institutions...

October 1, 2008

C-suite Influence on Excellence in Risk Management

This abstract summarizes the 2008 Excellence in Risk Management Survey conducted by the Risk and Insurance Management Society (RIMS) and Marsh. This is the fifth year that they have conducted an...

May 1, 2008

Standard & Poor’s Applies ERM Analysis to Ratings

Beginning in the third quarter of 2008, Standard and Poor’s will incorporate Enterprise Risk Management (ERM) into discussions at regularly scheduled credit review meetings. The discussions of ERM will focus...

Enterprise Risk Management Initiative, Poole College of Management, North Carolina State University

Providing Thought Leadership, Education and Training on the Subjects of Enterprise Risk Management

What’s New

Getting Started in ERM

ERM & Strategy

Key Components of ERM

ERM Leadership & Risk Governance

Individual Risk Considerations

Evaluating Your ERM Program

Insights from Risk Leaders

Regulators and Other External Expectations for ERM Articles 21

The SEC Climate-Related Disclosure Proposal: Why?

Paul Sarbanes, Co-Sponsor of the Sarbanes Oxley Act, Dies: A Look Back to a Discussion With Him

Board Governance: Expectations and Best Practices Mismatch?

Audit Committees Concerns About IT Risks

Risk Oversight Improving: 2011 Proxy Disclosures

A Survey of Global Risk Management in a Changing Environment

Shareholders Push Boards to Manage Social and Environmental Risks

Board Risk Oversight: Insights from Recent Proxy Disclosures

Guidelines for Effective Risk Oversight

Incorporating Risk Management into Corporate Governance

A Survey of Recent Proxy Statement Disclosures

Managing Risks with Sustainable Practices

Report on the Current State of Enterprise Risk Oversight: 2nd Edition

Board Risk Oversight: Adapting to Regulatory Developments and Emerging Practices

Corporate Governance Update: Boards Play a Leading Role in Risk Management Oversight

S&P Issues Progress Report on ERM Integration into Credit Ratings

Costs Associated with Regulatory Risks

Preparing For S&P Integration of ERM

C-suite Influence on Excellence in Risk Management

Standard & Poor’s Applies ERM Analysis to Ratings

Getting Started in ERM

ERM and Strategy

Key Components of ERM

ERM Leadership and Risk Governance

Individual Risk Consideration

Evaluating Your ERM Program

Insights from Risk Leaders

What’s New

Getting Started in ERM

ERM & Strategy

Key Components of ERM

ERM Leadership & Risk Governance

Individual Risk Considerations

Evaluating Your ERM Program

Insights from Risk Leaders

Master of Management, Risk and Analytics Concentration

NC State ERM Fellows

Master of Accounting (MAC) - ERM Concentration

Mark Beasley, Ph.D

Bonnie Hancock, M.S.

Bruce Branson, Ph.D

Regulators and Other External Expectations for ERM Articles 21

The SEC Climate-Related Disclosure Proposal: Why?

Paul Sarbanes, Co-Sponsor of the Sarbanes Oxley Act, Dies: A Look Back to a Discussion With Him

Board Governance: Expectations and Best Practices Mismatch?

Audit Committees Concerns About IT Risks

Risk Oversight Improving: 2011 Proxy Disclosures

A Survey of Global Risk Management in a Changing Environment

Shareholders Push Boards to Manage Social and Environmental Risks

Board Risk Oversight: Insights from Recent Proxy Disclosures

Guidelines for Effective Risk Oversight

Incorporating Risk Management into Corporate Governance

A Survey of Recent Proxy Statement Disclosures

Managing Risks with Sustainable Practices

Report on the Current State of Enterprise Risk Oversight: 2nd Edition

Board Risk Oversight: Adapting to Regulatory Developments and Emerging Practices

Corporate Governance Update: Boards Play a Leading Role in Risk Management Oversight

S&P Issues Progress Report on ERM Integration into Credit Ratings

Costs Associated with Regulatory Risks

Preparing For S&P Integration of ERM

C-suite Influence on Excellence in Risk Management

Standard & Poor’s Applies ERM Analysis to Ratings