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Poole College of Management
Enterprise Risk Management Initiative

Compliance Risk

Jun 3, 2016

The Audit Committee’s Role in Third-Party Risk Oversight

PwC’s "Oversight of Third-Party Risks" offers insights for audit committees on managing the risks posed by third-party providers. Explore proactive and continual procedures to assess, monitor, and mitigate risks in your organization’s value chain.

Jul 1, 2009

The State of Enterprise Risk Management at Colleges and Universities

Learn how higher education can strengthen strategic risk management, with insights from a survey on ERM practices. Explore key findings and action steps for university leaders to better address institutional risks.

Jan 1, 2009

The Top Ten Risks for Global Business in 2009

Explore Ernst & Young's analysis of top global business risks, including credit crunch, regulation, and strategic risks. Learn strategies for managing these challenges to protect and grow shareholder value.

Dec 31, 2008

Costs Associated with Regulatory Risks

Discover how regulatory compliance costs impact businesses, with insights on disclosure, accountability, and strategies for managing the "hidden taxes" of federal regulations effectively.

Dec 31, 2007

Tax Governance Institute: Tax Risk Management eSurvey

KPMG’s survey reveals growing regulatory pressure on tax risk management, yet only 20% of organizations have formal strategies. Learn why developing a formal tax risk strategy is critical and how CFOs and tax departments can lead this effort.

Nov 1, 2006

A Changing Risk Landscape – A Study of Corporate ERM in the U.S.

The 2006 survey by Towers Perrin and Monitor Group of 75 senior finance executives from large publicly traded US companies highlights a rising focus on risk management. Key findings include the identification of major risk categories such as operational, strategic, financial, and compliance risks, with a notable trend towards the adoption of Enterprise Risk Management (ERM) for better communication and risk-return management.

Apr 28, 2006

Bank Supervisor’s Perspective on ERM

Susan S. Bies, Member of the Board of Governors of the Federal Reserve System in Washington, DC spoke on April 28th to over 200 business professionals at the last of three Spring 2006 ERM Roundtables. As a major leader within U.S. banking supervision, Governor Bies provided her perspectives on enterprise risk management (ERM). While her comments focused heavily on implications for banking institutions, her comments emphasized the importance of ERM for enterprises across all types of industries.

Dec 31, 2004

Tax Risk Management: The Evolving Role of Tax Directors

A 2004 Ernst & Young survey reveals tax directors increasingly view tax risk management as vital to corporate governance. Learn how organizations are integrating tax risk into enterprise risk management and responding to new challenges.

May 21, 2004

ERM: Improve Quality, Competitiveness, and Costs Through Proactive Management of Risk

Discover how BCBSNC strengthens risk management and compliance through ERM and SOX implementation, driving quality, competitiveness, and value for stakeholders.